My Interviews

Radio Interview from 1/19/13  
on legal obligations of financial advisors
Click here to listen
Radio Interview from 2/16/13
on investor rights and education resources 
Click here to listen
Radio Interview from 3/16/13
on FINRA Arbitration procedures
Click here to listen
Radio Interview from 4/1/13
on warning signs
of securities fraud
Click here to listen 

My Articles


"Resolve To Keep An Eye On Your Investments This New Year"
Published January 13, 2013 in Boomer Times Magazine
"Free Investor Education Resources Are At Your Fingertips"
Published February 13, 2013 in Boomer Times Magazine
"Never Invest In Something That You Do Not Understand"
Published March 13, 2013 in Boomer Times Magazine
"Investment Losses? Know Your Rights."
Published March 2013 in Nostalgic America Magazine

Welcome to the Law Office of Peter M. Spett

(Click the play arrow to view video)

Have you lost your hard earned money because of a bad investment?

Did you lose savings that you were counting on to be there?

My law office concentrates in representing clients in business litigation and securities arbitrations before the FINRA (the Financial Industry Regulatory Authority, which regulates securities firms doing business in the United States. Most claims made by investors against their stockbrokers and brokerage firms are required to be made in FINRA arbitration.  (For other types of legal matters handled by my law office other than investor claims, please click here for further information). 

Many investors with losses are unaware that they have a legal right to recovery when they are the victims of unsuitable investment advice or other stockbroker misconduct. Because stockbrokers are licensed professionals, they and their employers are legally responsible for misdeeds in the handling of their customers' investments.

If you are the victim of misconduct by your stockbroker or financial advisor, you have legal rights that may allow you to recover your losses.

Contact me for a free consultation at (888) 217-4919 or (561) 463-2799!

I will use my experience and knowledge of the financial industry to advocate for the maximum recovery of your claimed losses from mismanaged investments. Over the span of my legal career, I have worked at a highly regarded Wall Street law firm, a top New York City white-collar criminal defense firm, and one of the largest brokerage companies in the world. From the inside, I have observed the many ways stockbrokers and their companies take advantage of their investor customers. Since opening my own law firm in 2003, I have used this experience to recognize stockbroker wrongdoing when it occurs and then to represent and advocate for the victims of such misconduct in order to maximize recovery of their losses.

I invite you to review my professional experience representing investors in FINRA arbitrations (click here). You also may wish to listen to some of my radio interviews or read some of my articles or my blog on the subjects of investor rights and broker misconduct. To hear recordings of my radio interviews, please select an interview from the player in the left column.  To read my published articles, please click on the article's title in the left column.  Links to my blog posts can be found in the right column.

Often, I handle investor claims on a contingency fee basis, which means that no attorney fees are charged unless and until there is a recovery. If there is a recovery, the attorney contingency fee is a percentage of the money recovered.

Once I have been retained every aspect of the investor claim receives my personal attention and care. To each and every client who retains my services, I pledge zealous representation, answers to any client questions and concerns, regular communication as to the status of the client claim, and responsiveness to the client's needs and wishes.

Call me today at (561) 463-2799 or (888) 217-4919 to learn if I can help you recover your money!

From My Blog

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